When does FINRA plan on improving their T+x system so that it’s not so abusable by hedge funds and other institutions? Blockchain for same day settlement? Are any kind of improvements coming on for retail investors in the form of information availability? As in, the info will be available sooner and will actually be relevant content and not 3 months delayed and barely relevant to the market upon
For purposes of the Rule 6800 Series:(a) "Account Effective Date" means:(1) with regard to those circumstances in which an Industry Member has established a trading relationship with an institution but has not established an account with that institution:(A) when the trading relationship was established prior to commencement of Phase 2c or Phase 2d (as applicable depending on
I oppose restrictions to my right to invest. I have invested in leveraged funds for years with significant success. I am clearly a small investor and have learned about the importance of knowing when to get out of an investment of any type. If you follow your plan you can limit your losses when the market turns against the investments you have made whether leveraged or not.
To whom it may concern,
Ive been retired for 5 years. Ive also been trading leveraged funds for more than 20 years. Theyve become an important part of my financial plan.
Taking away my ability to trade these funds makes no sense in a free market country like ours.
I cant emphasize enough about how strongly I feel about this freedom.
I am 83 yrs. old and live on social security and a 700.00 pension. If I lose the rights to invest in the types of funds then there is no way I can survive the inflation. I an a very small investor and have planned so in can survive but if you eliminate these in verse funds I will probably be on welfare in the near future. These are the only way some of us have to survive. Besides not everyone
Why are regulatory busybodies thinking that I am 3 years old and need to be "protected" from myself?
I'm a grown man and can make my own decisions. I strongly resent any attempt to deprive me of this right.
My trading plan uses leveraged ETFs as a part of reducing the volatility and risk of my entire portfolio.
I insist that no changes be made to rules/regulations
I strongly oppose additional regulations on my freedom to invest in products I find suitable to my financial plans. As products that are offered to to public already have to meet many standards and regulations, adding additional restrictions limit my freedoms of choice. With increasing market volatility, investment choices should be expanded, NOT restricted. Do not approve additional
I am often amazed by the selection of investment vehicles available to the average investor. As seasoned investor with almost 22 years of investing experience, I fully appreciate my freedom to choose which investments I make. Some products in question are a regular part of my well planned investment strategy. I am against the idea of restrictions on investments or requiring additional
Dear Sir or Madam, I oppose any limitations on my ability to buy or sell inverse ETFs. They play a critical role in protecting my family's retirement portfolio against market volatility. Any restrictions will hinder our ability to do so and may result in reduced retirement savings which could significantly modify our plans for the future. Thank you for your consideration.
Public Investments should be between the investor and the financial firm associated. The risks associated with investing are well known and explained by financial firms. Personal investments and retirement plans are controlled by the investor and investment retirement planners and critical to the investment success and well being of all. Based on Historical experience, especially lately,
