In order to perform system maintenance for TRACE for Treasuries, the FINRA Test Facility (NTF) will be unavailable for Treasuries testing for the balance of the day on Monday, January 29, 2024. This affects TRACE Treasuries FIX connections and TRAQS only. No other product in NTF is impacted by this. In addition, production systems are unaffected by this event. NTF for TRACE for
The FINRA Test Facility (NTF) for ORF is currently unavailable for testing. FINRA will notify clients when NTF is back online.
Production systems are unaffected.
Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.
The FINRA test facility (NTF) will be unavailable for testing all FINRA Multi Product Platform (MPP) facilities, on Thursday, December 11, 2014, at approximately 4 p.m. Eastern Time.
In order to perform system maintenance, the FINRA Test Facility (NTF) will be unavailable for the following products for client testing all day Friday, November 10, 2023. TRACE Treasuries FIX connectionsTRAQS website for all TRACE products, ORF and ADFProduction systems are unaffected by this event. NTF will become available again for all products starting November
In order to perform system maintenance, the FINRA Test Facility (NTF) will be unavailable for client testing all day June 26 and June 27, 2023.
Production systems are unaffected by this event. NTF will become available again starting June 28, 2023.
Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice
The FINRA Test Facility (NTF) for all TRACE reporting and data feeds is currently unavailable for testing. FINRA will notify clients when NTF is back online.
TRACE Production systems are unaffected.
Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.
On Tuesday, August 3, 2021 from 2 p.m. to 6:30 p.m. ET, the FINRA Test Facility (NTF) will be unavailable for testing FINRA Multi Product Platform (MPP) products.
This affects FINRA's Trade Reporting and Compliance Engine (TRACE), FINRA's Alternative Display Facility (ADF) platform, and the OTC Reporting Facility (ORF).
FINRA's production systems are unaffected by this
(a) Each member shall designate and specifically identify to FINRA one or more principals who shall establish, maintain, and enforce a system of supervisory control policies and procedures that:
(1) test and verify that the member's supervisory procedures are reasonably designed with respect to the activities of the member and its associated persons, to achieve compliance with
The FINRA Test Facility (NTF) is currently unavailable for testing all FINRA Multi Product Platform (MPP) products. This affects FINRA's Trade Reporting and Compliance Engine (TRACE), FINRA's Trade Reporting Facility (TRF) platform, and the OTC Reporting Facility (ORF). Please note, because of this event any data entered into NTF this morning will be unavailable once the
FINRA member firms have an obligation to report over-the-counter secondary market transactions in eligible equity and fixed income securities to one or more of the following FINRA trade reporting facilities, TRACE, ORF and ADF. Member firms obtain access to these facilities by completing a FINRA Participation Agreement (FPA) and for members who report via the TRAQS web application by submitting
