The right to freely invest our money is no different than any other fundamental freedom in this country (although many are constantly under attack). Consumers have both the right and responsibility to educate themselves about the risks & rewards associated with any investment, make the personal choice, and accept responsibility for it. Financial regulations always have the perverse effect
ACTION REQUIRED
Volume-Weighted Average Price Transactions
SUGGESTED ROUTING
KEY TOPICS
Capital Markets
Executive Representatives
Legal & Compliance
Operations
Senior Management
Trading
Conflicts of Interest
Order Handling
Supervision
Executive Summary
NASD reminds members that when executing a volume-
I object strongly to the proposed regulations that would restrict my ability to invest in inverse funds. I am fully aware of the risks associated with such funds, and invest in them to reduce the risks associated with "long" stock and bond funds. My investment in an inverse fund is only a small fraction of my net worth, but my ability to invest at the time of my choosing -- and
I should have the right to determine what, if any, investments are right for me. I do not want "big brother" treating me like a child and regulating what currencies, if any, that I choose. Everything in life is risky. We "little people" have the right to take on risks just as much as you elitists do. It's simply not fair for you rich people to run our
I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities. That is why we have certified financial consultants/brokers. I am capable of understanding my investments
As an individual investor who has invested in complex instruments for years, I am opposed to these regulatory controls. They are over-reach by the government on the assumption that people are stupid and should be ruled rather than have the freedoms. The barrier to these instruments will not only create obstacle for investment, it will dramatically increase the cost to access these instruments as
I am generally of the opinion that leveraged ETFs, like Options, are not appropriate for most investors. While I would support these being available in accounts marked "Aggressive Growth" or "Trading" for account objective, their inclusion in retirement account like IRAs should be restricted due to the extreme potential for volatility. I am also of the opinion that these
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make technical and other non-substantive changes within FINRA rules.
Government should be set up so that no man has to fear another. Im not afraid of the financial instruments I buy. Im a military spouse and use my understanding of the SQQQ ticker to time my entry and exit from this instrument. Im concerned that I simply will be shut out from investing in a way that has really worked for us and supplemented my husbands shockingly low wage. Please dont allow
It is my money and only I should have the right to choose which investments I pursue. I am fully aware of the investment risks. That's why prospectuses are available. Additionally, these type of inverse and leveraged funds are excellent tools to hedge portfolios which all funds may not be held at one firm.
Stay out of my financial affairs. Having over thirty years of investment