Not enough, severe penalty’s for financial institutions breaking laws or rules
I oppose these proposed regulations because I already have full access to information about the risks of inverse and leveraged funds and further federal gatekeeping is not needed or welcome. Especially in markets that reflect the heavy hand of the Federal Reserve investors ought not be barred from protecting their own financial interests with a full range of investment tools.
I'm retired State Service living on Social Security with little long term security! I've been a investor in Celsius since 2019 and as of April 15th informed that I can no longer receive interest benefits when investing in the future because I'm not financially influent! But I can go to Vegas at
Anytime! Eliminate this barrier!
Dear Sir or Madam,
I am sending this email in support of retaining the right and ability to invest in leveraged and inverse funds.
No one should enforce limitations to our trading capabilities in such ETFs. I should not be submitted to any testing or financial stratification before I am able to proceed with such trades.
Please update me regarding the progress of this issue.
I should be able to choose the public investments that are right for me. Public investments should be available to all of the public, not just the privileged.
Leveraged and inverse funds are important to my investment strategy. They actually allow for a more conservative overall portfolio that matches full market performance.
Please do not limit the people's access to these financial
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 2360 (Options) to increase the position and exercise limits for conventional options on certain exchange-traded funds (“ETFs”).
As a long-time investor who had diligently saved for his retirement, and who sought advice from professional financial planners, I would like to retain my right to continue using leveraged instruments in my portfolio. They help me achieve the desired allocation. I do not speculate or day trade and only use these instruments only for long-term goals.
A human must be allowed to purchase complex products in order to earn money.
FINRA will not tell savings banks to pay truly worthwhile interest on personal money they hold for depositors fairly considering the fees and interest rates they charge.
Complex financial instruments must continue to allow people to profit on market conditions of any variety.
I should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
I am capable of understanding leveraged and inverse funds
and their risks. Regulators I do not need these restrictive
measures imposed on me. I am retired and I can guide my
financial affairs myself quite easily
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt on a permanent basis the pilot program for Market-Wide Circuit Breakers in FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks).
