Having worked in the Financial World for 28 years - what i have learned is that we tend to make rules to benefit us and rich. There are times when the average person can invest and play in the real world. Please let people compete, education is the key not over-regulation
I understand the risks and benefits associated with leveraged ETFs and they are a part of my overall investing strategy.
Not being able to continue to implement them in my investment policy would be a detriment to my financial success. Please do not impose harmful limits on placing/making trades of this nature.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6750 to provide that FINRA may publish or distribute aggregated transaction information and statistics on U.S. Treasury Securities on a more frequent basis.
Definition
The term artificial intelligence broadly refers to applications of technology to perform tasks that resemble human cognitive function and is generally defined as “[t]he capability of a machine to imitate intelligent human behavior.”6 AI typically involves “[t]he theory and development of computer systems able to perform tasks normally requiring human intelligence, such as
Effective Date: February 15, 1998
SUGGESTED ROUTING
Senior Management
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Internal Audit
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Executive Summary
On November 4, 1997, in Release No. 34-39294, the Securities and Exchange Commission (SEC or
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
The elements of your proposed legislation is unfair, arbitrary and capricious.
I opposed it on the grounds that it is discriminatory, and an intrusive overreach of a regulatory agency.
I believe that if banks and large investing institutions such as corporations can invest in a financial instrument then so should a free American have that right as well.
Mitch Naylor
I should have the right to determine my own financial future and invest in any lawful endeavor without government restrictions. The investment opportunities should be available to every person without any conditions. There should be no process or test administered by regulators to determine an individual's investing competence.
WE SHOULD NEVER BE IMPOSED THE KIND OF RESTRICTIONS BEING PRESENTED WHEN IT IS OUR MONEY, OUR INVESTMENTS. WE WORK CLOSELY WITH OUR FINANCIAL ADVISOR, AS WELL AS RESEARCH TOPICS SUCH AS THESE TO UNDERSTAND AND MAKE EDUCATED, QUALIFIED, INTELLIGENT DECISIONS. STOP PUTTING YOURSELVES IN AS THE 'EXPERTS' BECAUSE YOU CLEARLY ARE NOT.
GUIDANCE
Bond Mutual Fund Volatility Ratings
Effective Date: December 27, 2005
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KEY TOPICS
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Bond Mutual Fund Volatility Ratings
IM-2210-5
Rule 2210
Executive Summary
On
