Displaying 451 - 460 of 1859 Results
It's no ones business what I spend my money on as long as I'm not hurting myself or others. The government needs less restrictions, needs to quit taxing us period, let alone the triple taxing us the do. The government is hurting the very people they were elected to protect. All while claiming its for our benefit. What a sham! If they really cared about the people they work for, they
I recently learned of Finra's interest in taking the choice of how an individual investor wants to invest away from them. Regulators should not have the ability to limit how an individual wants to invest his/her funds. There are already plenty of government regulations that limit how much we can invest in tax deferred options. The government should also not limit investment options to just
The Cyber and Analytics Unit (CAU) within FINRA’s National Cause and Financial Crimes Detection (NCFC) program would like to highlight an alert issued by the Cybersecurity & Infrastructure Security Agency (CISA) on April 20, 2022.
I want to express my concerns about the new restrictions being
planned on investments
The small investors should be able to assess where they invest their money and not have to pass any criteria that disadvantages them versus the big investors.
I have the eight ro diversify my investments without the over reach of the government. I am using earnings which h have already been taxed to.purchase crypto.
I plan to use crypto in investments to supplement my retirement.
As Senior Vice President, Enterprise & Financial Solutions, Carrie DiValerio is responsible for leading FINRA’s Enterprise Strategy function. In this role, she oversees the development of enterprise and department strategy through implementation of the objectives and key results framework and management of FINRA’s human capital and initiative resources. Since joining FINRA in 1998, Ms.
I am fully aware of the risks of investing in leveraged and inverse funds. I am on a long-term strategy and plan to continue to invest in these ETFs in the future. Please understand that is unfair to prevent me from investing in these ETFs in the future at my own risk.
The Observations on Liquidity and Credit Risk Management section of the 2019 Report on Exam Findings informs member firms’ compliance programs by describing recent findings and observations from FINRA’s examinations, and, in certain cases, also providing a summary of effective practices.
Banning traders from buying or trading these ETF's while they are already holding them would cause catastrophic damage to most traders who are currently in positions they cannot exit. This is something that needs MUCH more time to be considered a good plan.
Please do not limit the ability of investors to participate in their own financial and investment decisions. It is always clear that investment carries risk, and leveraged and inverse funds are no different. I strongly oppose any limitation on investors ability to determine their own investment plan.