Please stop doing this. You are infantalizing us with these rules, and only making it harder for the average person to participate in the market. The SEC only diminishes their credibility by pursuing arbitrary regulations on individual investors while shrugging their shoulders at the systemic risk posed by market makers.
The investment environment became very difficult because it could not keep inflation under control and because of all government spending and the war they created lately people are losing all their savings in the market It is not time for changing rules until the government correct the mess it created
Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements
(a) Appeal to SEC; Effect
A Respondent aggrieved by final disciplinary action pursuant to the Rule 9200 Series or the Rule 9300 Series may apply for review by the SEC pursuant to Section 19(d)(2) of the Exchange Act. The filing with the SEC of an application for review by the SEC shall stay the effectiveness of any sanction, other than a bar or an expulsion, imposed in a decision
You guys need to lay off the investing limitations. What a mess. The SEC just keeps helping the rich get richer. Seems like the agency is trying to expand the accredited investor rules... to helps the rich get richer. Leave crypto alone.
We want T-0 settlement. We want transparency. We want jail time and not fines for breaking rules. We want a fair stock market.
INFORMATIONAL
Continuing Education
SUGGESTED ROUTING
KEY TOPICS
Continuing Education
Legal & Compliance
Operations
Registration
Senior Management
Continuing Education
IM-1000-2
Executive Summary
NASD Regulation, Inc. (NASD Regulation) has adopted amendments to National Association of Securities Dealers, Inc. (NASD®) IM-1000-2 to codify the staff's
INFORMATIONAL
Business Conduct and Responsibility Rules
Effective Date: October 15, 2002
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Operations, Trading and Training
Registered Representatives
Senior Management
Security Futures
Executive Summary
On October 15, 2002, the Securities and
This rule would be almost impossible to adhere to for those in market making roles as the time it takes to book trades can take over 1 minute. If market makers need to pause trading responsibilities to book trades within the 1 minute time limit, this would actually cause bond markets to be less efficient.
Please do not impose or infringe on any reasonable citizens prudence and ability to invest freely. Any arbitrary restrictions should be considered as such. Please forego any rule or measure that's an outright impediment to free choice and flies in the face of empowering citizens rights.
