Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the expiration date of the temporary amendments set forth in SR-FINRA-2020-027 and the temporary amendments to FINRA Rule 9341(d) in SR-FINRA-2020-015 from October 31, 2022, to January 31, 2023. The proposed rule change would not
I support the regulation. It is our civic responsibility to deter suicidal actions and for many self deemed investors this is exactly what these financial instruments afford. FINRA has been, and is doing, the right thing.
Stop restricting Americans abilities to have a successful financial future. You don't restrict us from failing so don't restrict us from successes, know your place.
Please cease and desist with any plans to alter my ability to make financial decisions on my own behalf! I do NOT need a caretaker, custodian, or any other government assistance here.
Everyone, and not just privileged individuals and financial institutions, should be able to access public investments. We understand the risks of investing and don't need additional barriers imposed on our ability to invest.
Individual investors should not be forced to jump through hoops or banned from certain financial instruments outright. I am an adult in a free country and should be allowed to invest my money as I see fit.
I have been investing in the leverage ETFs for about 10 years with a very good returns. The current Financial regulations sufficiently covers this area & I still want to be able to invest in the leverage ETFs.
I oppose the regulations currently under consideration that are being considered by the Financial Industry Regulatory Authority (FINRA), that would no longer allow me to buy leveraged and inverse funds and dozens of other popular
investments.
We are living in a free country and there is no need and reason to have limitations. I highly opposed this limitation as it should be people's right to freely decide on their financial decisions. This limitation doesn't make sense in any aspects.
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Executive Summary
On April 11, 1994, The Nasdaq Stock Market Inc., began operation of the Fixed Income Pricing SystemSM known as FIPSSM for members trading high-yield bonds. FIPS was created to facilitate the over-the-counter trading of
