As a not-for-profit membership organization, FINRA is committed to openness and engagement with our member firms regarding our financial plans. In that spirit, we are writing to update you on FINRA’s current financial situation and our path forward for funding FINRA’s mission of protecting investors and promoting market integrity while facilitating vibrant capital markets. As we have stated in several prior financial reports and communications, this path forward must eventually include an increase in member fees.
Comments: do not remove the 2x,3x,-1.5 ,2x,-x3 form the market all youre gonna do is disrupt the market unless thats what your plan .. Keep tqqq sqqq qid qld UVXy .long live the economy!
These regulations should have been in place 30 years ago. It is absurd to me that it took the public gaining awareness of short manipulation, and planned bankruptcy of many great companies by Hedge Funds to even get this on the table.
Summary
FINRA reminds firms to evaluate their exposure to LIBOR (formerly, the London Interbank Offered Rate), and review their preparedness to manage LIBOR’s phase-out. To understand how firms are preparing for that phase-out, FINRA surveyed a representative cross-section of member firms, including some firms with significant trading volume or positions in LIBOR-linked securities. This Notice
Used inverse ETF SDS for 10 years & plan to leave alone until market crashes & regain losses! My main investment! Obviously I oppose ANY limitation on my investment at this point since holding for the long term to regain $$$$s !!!!!
I think changing the way things are done now to the way you plan on doing will hurt us small investors more then you realize. Things were gong along smoothly enough up to now and this change will just muddy up things.
I question your intent to control my actions with investments.
There are voting restrictions, family planning restrictions AND now some regulator is considering making investment choices FOR ME. Do I know what I am investing in?
GET OUT OF MY PORTFOLIO CHOICES.
After taxes, the balance is MY money. It is MY decision what to do with it and NO ONE ELSEs.
I bear the risk. If you are going to impose rules on our investment choices, then you also need to cover our resultant losses. Are you planning to do that?
I would like to build my own investment strategies even if these are high risk. Unneeded regulation is not helpful. Please focus on clamping down on the rampant fraud in the crypto markets instead of harming honest investors who spend time planning their strategy.
Observations on Cybersecurity
Business Continuity Plans
Fixed Income Mark-up Disclosure
