We want T-0 settlement. We want transparency. We want jail time and not fines for breaking rules. We want a fair stock market.
Proposed Rule Change to Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) to Adopt New Standardized Electronic Form CMA
#22-08 is an abomination to the powerless who've been playing Fairly by the same rules we had no hand in devoping in the first place. Please dont confirm, whats been suspected as a fixed game already, I reject #22-08 an you should too! Thank you!
Proposed Rule Change to Amend Section 4(c) of Schedule A to the FINRA By-Laws to Increase Qualification Examination Fees and Assess a Service Charge for Regulatory Element Continuing Education Sessions Taken Outside the United States
(a) Appeal to SEC; Effect
A Respondent aggrieved by final disciplinary action pursuant to the Rule 9200 Series or the Rule 9300 Series may apply for review by the SEC pursuant to Section 19(d)(2) of the Exchange Act. The filing with the SEC of an application for review by the SEC shall stay the effectiveness of any sanction, other than a bar or an expulsion, imposed in a decision
As we observe National Consumer Protection Week amid a changing financial fraud landscape, the time is ripe to talk about the ways in which investors can protect themselves from scams. On this episode, a member of the FINRA Investor Education Foundation team joins us to talk about how we can all become more informed and vigilant in today's complex financial world.
Frequently asked questions related to OATS reporting requirements to OTC NMS Stocks.
Please stop doing this. You are infantalizing us with these rules, and only making it harder for the average person to participate in the market. The SEC only diminishes their credibility by pursuing arbitrary regulations on individual investors while shrugging their shoulders at the systemic risk posed by market makers.
The investment environment became very difficult because it could not keep inflation under control and because of all government spending and the war they created lately people are losing all their savings in the market It is not time for changing rules until the government correct the mess it created
You guys need to lay off the investing limitations. What a mess. The SEC just keeps helping the rich get richer. Seems like the agency is trying to expand the accredited investor rules... to helps the rich get richer. Leave crypto alone.
