As a individual stock trader, I think we do have the right to trade same stock as financial institutions and its such an arrogant idea to deprive us the right!
I oppose the regulations being considered by the Financial Industry Regulatory Authority for the restrictions to my RIGHT TO INVEST. Leveraged and inverse funds are important to my investment strategies...
I am a strong believer in regulating the financial industry to prevent cheating. These restrictions to my right to invest seem superfluous and damaging to a free market. Hands off please!
Comments:I am a responsible user of leveraged financial products and would like to continue to do so. The Companies whose products I use are very thorough in explaining the Risk.
Were told if we work hard and make smart investments then we can evaluate our financial status. Dont make if more difficult for those trying
TO: All NASD Members and Other Interested Persons
The following is a list of NASD Notices to Members issued during the first quarter of 1986. Requests for copies of any notice should be accompanied by a self-addressed mailing label and directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D.C. 20006
Notice Number
Date
Topic
86-1
January 2, 1986
Amendments to Venture
SUGGESTED ROUTING
Senior ManagementInternal AuditLegal & ComplianceOperations
Executive Summary
On February 15, 1994, the Securities and Exchange Commission (SEC) asked the NASD to alert its members to a possible fraud involving cancelled General Motors Corporation common stock certificates. The certificates involved were issued prior to January 1, 1984.
Background
According to
To whom it may concern,
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST. It is my money and I have already paid taxes on it so stay out of my financial decisions.
Please make no restrictions to my lawful market activities. I am responsible for and capable of managing my own financial risks. The leveraged investment activities are of my choice.
I reserve my right to invest my money without the negative influence of a controlled bureaucracy.
I insist on economic freedom, financial freedom, freedom from bureocratic distortions.
