I oppose FINRA dictating regulations on me. I have vern investing over 30 years, and they have no business trying to make it more difficult for me, a Retired woman to invest in whatever I choose.
Please fo NOT impose extra rules on us.
I oppose of any rules or regulations that would prevent me of my right to invest my money into investments of my choosing. This is America. And I think people should start acting like it they know it. Freedom and Liberty.
That's what we stand for.
NASD is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 13 of Schedule A to the NASD By-Laws ("Section 13") governing the review charges for advertisements, sales literature, and other such material filed with or submitted to NASD's Advertising Regulation Department (the "Department").
Our investments have been individually designed by each investor over decades. You must not restrict or alter the way we conduct our business. We need freedom, not rules to constrict us. LEAVE OUR INVESTMENTS ALONE!
It is the right of the people to decide how and where to spend and invest their dollars. This was not and should not be the job of the federal government.
The proposed rule limits access to investments and and gives more power to unelected bureaucrats. I oppose these restrictions on the right of myself and others to invest freely.
Sec. 2. (a) The Board shall have authority, upon notice and opportunity for a hearing, to cancel or suspend the membership of any member or suspend the association of any person associated with a member for failure to file, or to submit on request, any report, document, or other information required to be filed with or requested by the Corporation pursuant to these By-Laws or the Rules
Proposed Rule Change to Revise the Series 16 Examination Program
Executive Summary
Effective October 1, 1996, tier sizes for 591 Nasdaq National Market® securities will be revised in accordance with NASD Rule 4710(g) [formerly ¶ 2451a7 of the Rules of Practice and Procedure for the Small Order Execution System (SOES)].
For more information, please contact Nasdaq Market Operations at (203) 378-0284.
Executive Summary
Effective July 1, 1996, tier sizes for 728 Nasdaq National Market securities will be revised in accordance with NASD Rule 4710(g) (formerly Paragraph 2451a7 of the Rules of Practice) and Procedure for the Small Order Execution System.
For more information, please contact Nasdaq Market Operations at (203) 378-0284.
Proposed Rule Change to Revise the Series 55 Examination Program
