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The SEC, NASAA and FINRA are jointly issuing this Investor Alert to make investors aware of the increase of investment frauds involving the purported use of artificial intelligence (AI) and other emerging technologies. Bad actors are using the growing popularity and complexity of AI to lure victims into scams. Here are a few things to look out for to help you keep your money safe from these frauds.
(a) Members or associated persons seeking to expunge information from the CRD system arising from disputes with customers must obtain an order from a court of competent jurisdiction directing such expungement or confirming an arbitration award containing expungement relief.
(b) Members or associated persons petitioning a court for expungement relief or seeking judicial confirmation of an
That [REDACTED]. Stop violating my rights. I have the Constitutional right to buy what I want without being subjected to your idiotic,unconstitutional [REDACTED] and violation of my rights. You all work for me and the rest of America it's Time for you to do what you are told to do by the people not what you want to do or what you are paid under the table out of site to do that goes against
