Restricting investors abilities to trade certain funds under is absolute criminal [REDACTED] Institutions and the wealthy making rules under the guise of protecting us from ourselves is the most corrupt and dishonest [REDACTED I have ever heard.
<p>Non-cash compensation sales contest permissible under Conduct Rule 2820(h) where member sells only one variable annuity and one variable life product and appropriate records are maintained.<br/></p>
Stop trying to take away our source of income. I trade QQQ and SQQQ specifically and that is our family's income. Stop being greedy. Your PDT rule already keeps people from making money on their own
Every citizen in the United States should be able to invest in any stock in this United States it should not be limited to the rich evil pigs that rule this country your time will be finished soon because God has started tribulations
The only time someone wants 2 protect the retail investor in reality is to "aid" the large traders
Why not protect the little guy from short raids and reinstate the uptick rule
I will reply later after I have "cooled" down
I have been investing in leveraged ETFs for four years. Risky, yes. But strict rules would not stop people from investing. Please use prudence in legislation in allowing the public access to some very good tools.
Proposed Rule Change to Revise the Series 23 Examination Program
Proposed Rule Change to Revise the Series 24 Examination Program
Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service
All applications shall be considered by a Hearing Officer (as defined in Rule 9120(r)) appointed by the Chief Hearing Officer (as defined in Rule 9120(b)). Unless otherwise specified in FINRA rules, the applicant shall be entitled to be heard in person or telephonically and by counsel and to submit any relevant matter. In any such proceeding a record shall be kept.
Amended by SR-FINRA-
