I don't want or need my financial decions restricted by any govenment or administration. I want the freedom to make my own investment decisions.
Gate keeping financial opportunities for the rich is ridiculous! They dont need even MORE ways to just gather more wealth from the rest of us.
A hindrance to increasing the diversity in the securities industry may be the cumbersome processes regarding testing accommodations which disparately impact neurodiverse and disabled persons. Documentation requirements exceeding beyond what the ADA establishes as sufficient has a disparate impact on neurodiverse and disabled persons. Requiring unnecessary documentation is often costly, untimely
There is no reason the public should have resurrected access to these investments. Do not continue to impoverish the middle class and restrict their access to long term financial stability.
This rule is no longer applicable. NASD Rule 3140 has been superseded by FINRA Rule 1020. Please consult the appropriate FINRA Rule.
(a) Application — For the purposes of this Rule, the term "member" shall be limited to any member of the Association who is subject to SEC Rule 15c3-3 and is not designated to another self-regulatory organization by the Commission for financial
This proposal is atrocious. This is a move to stop people from being financially free. Its disgusting and you all have no idea what youre doing.
I have worked in the financial services industry for over 20 years and do not feel these investment funds are too complex or should be limited in any way.
Please do not restrict the options I have for investment purposes. I am able to manage the positions and companies provide instructions on how to use the financial tools.
Please stay out of it! Ticker SSO has changed my financial life for the better (from a six figure to a seven figure net worth.)
Please do not restrict my ability to invest in leveraged or inverse funds. These are very important to my investment strategy and long term financial stability.
