Overview
Activities relating to FinTech business models has attracted the interest of prospective and existing FINRA member firms. This guidance is intended to provide applicants with direction on key regulatory and compliance questions and challenges for both perspective and existing FINRA members. A prospective FINRA member firm must seek approval for new FINRA membership through the
an investor shouldn't have to go through any special process
like passing a test before we can invest in public securities,
like leveraged and inverse funds. Or explain that we are
capable of understanding leveraged and inverse funds
and their risks. we do not
need these measures imposed on us
I want to retain my right to choose public investments without having to pass a test or other special process. I am capable of understanding leveraged and inverse funds and their risks.
Please do not restrict my right to invest in public investments.
I not regulators should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged.
should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged.
Public investments should be available to all of the public,
not just the privileged.
I use leveraged and inversed funds to hedge positions. I can hedge my position within seconds. Very helpful and makes trading much safer for me as the volatility is very unforgiving these days.
I want to choose what I want to invest and I understand the risk of these leveraged and inverse fund.
To whom it may concern,
Please reconsider barring regular, low capital investors access to leveraged ETFs.
