A license to sell leveraged ETFs, and specifically inverse ETF's, is a license to steal. Period. It should be a requirement that any designed financial instrument show in the prospectus how an investor may actually make money not just the risks of loosing it. Take TVIX, a long term chart shows in 2011 the price was 2,235,849,984, today its value is $112 dollars. A loosing investment start to
I would like the option of having all financial tools available to me in order to make the best possible decisions regarding my financial well being. This includes being able to use leveraged and inverse funds
Bank Notification Used In Conjunction With A Special Reserve Bank Account For The Exclusive Benefit Of Customers
In order to protect customer cash held at a clearing firm, SEC Rule 15c3-3 requires that customer cash and other customer credits be deposited into a Special Reserve Bank Account for the Exclusive Benefit of Customers (Reserve Account). This requirement serves as a safeguard for
Notice of SFAB Election and Ballots
I strongly oppose regulations that would limit my ability to invest in inverse funds, and to a lesser degree leveraged funds. Financially, this is censoring my ability to invest in financial trends as I see them.
Freedom of choice in investments for individuals is paramount and puts the power back in the hands of citizens instead of the monolithic financial industry. Please support us to maintain the tools to adequately construct our own financial futures.
As an investor I should be able to make my own investment decisions without any oversight from regulators. I educate myself before I make any financial decisions. Stay out of my financial well-being.
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Senior Management
Internal Audit
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Executive Summary
The Department of the Treasury (Treasury) issued a revised Form 4789, Currency Transaction Report (CTR), under the Bank Secrecy Act (BSA). CTRs are used to file reports of deposits, withdrawals, exchanges of currency, or other payments or transfers involving a
The problem with anybody investing in anything is that, almost tautologically, a large fraction of the financial crises over the last 800 years arose from over investment in unfamiliar financial vehicles.
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INFORMATIONAL
District Elections
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Legal & Compliance
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District Elections
Executive Summary
The purpose of this Special Notice to Members is to announce the nominees for the