As an investor, I would like to be able to choose the best investments for my personal situation. I have access to a financial planner and I am well informed of the risks in trading leveraged securities.
I am against any further regulation.
Please dont fall for this [REDACTED]. Were not children. Do not limit the investments that are available to us. Investing in Crypto is important to my investment strategy. Im capable of understanding the risks and determining what is good for my portfolio.
Please leave access to ALL etfs and complex products alone. Investors know how to assess and manage and accept risk, we do not need more government overreach / interference. Thank you, Phillip Ranelli
There is a legitimate investment case for these funds. If you restrict these in the way you propose perhaps you should also restrict individual stock holdings; and active mutual funds. The same principals of possible risks and losses apply.
I SHOULD BE ABLE TO CHOOSE THE INVESTMENTS THAT ARE RIGHT FOR ME AND MY FAMILY WITHOUT NEEDING TO GO THROUGH SPECIAL PROCESS. I AM CAPABLE OF UNDERSATNDING INVESTMENT RISKS ON MY OWN. AND SHOULD NOT BE RESTRICTED FROM ACCESSING THEM.
I use leveraged ETFs to hedge my positions, I know the risks involved. Less regulations, not more. I should be able to choose what I believe is right for me and my family using my own hard-earned money.
I believe that any restrictions on inverse or leveraged ETFs would result in an inability for investors to hedge the risks to their portfolios that are inherent in the market.
I use such ETFs myself and find them to be a very useful tool in implementing my investment strategies.
Dont think that we retail investors are dumb or need the regulators to protect us from ourselves! Its my money, let me trade how I want too, I have been doing this for a decade, I understand the risks.
Washington, DC — The Financial Industry Regulatory Authority (FINRA) announced today that it has barred two brokers from the Boca Raton branch office of the now defunct brokerage firm, SAMCO Financial Services, Inc. - and suspended a third broker for two years - for misconduct in connection with selling complex mortgage-backed securities called Collateralized Mortgage Obligations (CMOs) to retail customers.
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The Membership Application Program (MAP) Group has a dedicated front-line team of examiners (the Triage Group) to conduct an initial assessment of each New Member Application, Continuing Membership Application, Materiality Consultation, Membership Agreement Change and Two Principal Waiver.
During this initial assessment, the Triage Group evaluates the risk, complexity,