The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals.
Leveraged funds are important investment tool for me as it allows me to hedge my positions without using margin and the added risk involved with doing so. Thank you for this opportunity to be heard.
I should have the right to and freedom to invest in any funds. I'm an adult that can choose my own risks and rewards and shouldn't be limited to such. I find this proposed rule a corrupt fraudulent act.
I have been investing in leveraged etfs for years and have found them to be perfect for my risk tolerance. I do not feel it is at all appropriate for you to revoke my right to do so.
I actively invest on a daily basis though I'm not a day-trader. Inverse and leveraged funds are an essential part of my trading. I do this fully knowing and accepting the risks of my decision to invest in them.
I am fully aware of the risks of these investments. I should be able to decide how I invest my money, not you. You are attempting to infringe upon the rights of citizens by your proposed actions. Stop!
Dear Sirs:
I am a individual self-directed investor. I rely on leveraged and inverse ETFs from time to time. Please do not make this more difficult. The investing public need such funds to limit risk.
Hi,
Leveraged and inverse funds are important to my investment strategies. I am capable of understanding leveraged securities and inverse funds and their risks and I, not financial regulators, should be the one making my investment decisions.
i oppose limitations on my investments. i should be able to choose investments. i should NOT have to go through special processes to invest in public securities. i am capable of understanding leveraged and inverse funds and their risks.
Investors should have the ability to invest at their own risk to leveraged and inverse funds. Taking that ability away would be detrimental to investors. Retail should have the ability to invest their money as they see fit.