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FINRA's latest news releases, podcasts, reports and studies, and more.
When securities are listed on a centralized exchange, such as the New York Stock Exchange or Nasdaq, transaction information such as price and trade history is readily available to investors through the exchange. But how can you get information about bonds and other fixed income securities that are not listed on a national securities exchange? Information about these securities, known as over-the-counter (OTC) debt securities, is provided by TRACE®—the Trade Reporting and Compliance Engine®.
You bought a stock. That stock then surged 20 percent in value. Hooray! You now have 20 percent more cash in your pocket, right? Not so fast. Here’s a look at what the capital gains tax is and how it works.
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