2025 Holiday ScheduleWednesday, January 1, 2025New Year’s Day ObservationMonday, January 20, 2025Martin Luther King, Jr. DayThursday, January 9, 2025National Day of Mourning*Monday, February 17, 2025Presidents' DayFriday, April 18, 2025Good Friday (system closed)Monday, May 26, 2025Memorial DayThursday, June 19, 2025JuneteenthThursday, July 3, 2025Day before Independence Day (1 p.m. early
Financial Industry Regulatory Authority, Inc. (“FINRA”) is, consistent with SEA Rule 10c-1a, filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt new FINRA Rule 7720 (Securities Lending and Transparency Engine (SLATE™)) to establish securities loan reporting fees and securities loan data products with associated fees in connection with FINRA’s
I understand the intention of three day trades per week was to reduce the risk and losses incurred. Over the years, it seems to have actually exposed traders to more risk. Allowing no more than three round trip trades in five business days has created a burden on traders as well as brokerage firms. Traders who wish to trade in small amounts to build capital typically do not have access to the
(a) Next Day Dissemination For each Initial Covered Securities Loan and Loan Modification reported to SLATE on a given business day, no later than the morning of the next business day, FINRA will make publicly available: (1) for an Initial Covered Securities Loan, the unique identifier assigned by FINRA to the Covered Securities Loan; (2) for a Loan Modification, the
The purpose of this Election Notice is to notify FINRA large and small member firms of contested elections for a large firm seat and a small firm seat on the National Adjudicatory Council (NAC) and the distribution of ballots.
Please consider removing Pattern Day Trading rules. If you still believe PDT rules are critical, would it be outrageous to lower the $25k minimum or increasing the number of trades that can be done in a rolling 5 day period? The PDT rules hurt new investors because they can’t practice trading with a smaller account. Thank you for your consideration.
The reality is that PDT rules don’t account for individual circumstances, tools, or strategies. They limit growth, punish responsible trading, and fail to adapt to the tools and insights available to today’s traders.
Maureen A. DelaneyChief Hearing Officer and Senior Vice PresidentFinancial Industry Regulatory AuthorityMaureen Delaney is the Chief Hearing Officer at FINRA. She has been a Hearing Officer in FINRA’s Office of Hearing Officers since 2009. Prior to joining the Office of Hearing Officers, she served as Senior Counsel in FINRA’s Department of Enforcement in Washington, D.C. Before joining FINRA, Ms
The pdt rule is a stupid rule because it only pushes people towards some illegal prop firms or something like that So if you need to really save people you guys should remove it or atleast loose the requirements substantially
Beginning Thursday, September 1, 2022, certain depository institutions (Covered Depository Institutions) will be required to report transactions in U.S. Treasury securities, agency debt securities and agency mortgage-backed securities (Covered Securities) to FINRA’s Trade Reporting and Compliance Engine (TRACE).
