Displaying 34671 - 34680 of 34814 Results
K CAPITAL LLC805 THIRD AVENUE, FLOOR 14, NEW YORK, NY 10022K. W. CHAMBERS & CO.7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105KA ASSOCIATES, INC.2121 AVENUE OF THE STARS, 9TH FLOOR, LOS ANGELES, CA 90067KAHN BROTHERS LLC555 MADISON AVENUE, SUITE 1303, NEW YORK, NY 10022-3301KAL CAPITAL MARKETS LLC3738 BAYER AVENUE SUITE 103, LONG BEACH, CA 90808KALORAMA CAPITAL, LLC1718 22ND ST NW, WASHINGTON
C&C TRADING L.L.C.35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830C. L. KING & ASSOCIATES, INC.NINE ELK STREET, ALBANY, NY 12207C2M SECURITIES, LLC7315 THREE CHOPT ROAD, RICHMOND, VA 23226CABIN SECURITIES, INC.6240 W 135TH STREET, SUITE 214, OVERLAND PARK, KS 66223CABOT LODGE SECURITIES LLC425 N MARTINGALE RD, SUITE 1220, SCHAUMBURG, IL 60173CABRERA CAPITAL MARKETS, LLC227 W.
ONNX Store, a Phishing-as-a-service platform (PhaaS), is targeting Microsoft 365 (M365) accounts at FINRA member firms with an advanced social engineering attack known as quishing: a business email compromise (BEC) attack that uses QR codes in embedded PDF documents to redirect victims to phishing URLs.
For the period of 5/1/2024 through 5/31/2024AAEC TRANSACTIONAEC TRANSACTION SERVICES LLC28 WEST 44TH ST, SUITE 815, NEW YORK, NY 10036ADMITTEDAKUNA SECURITIESAKUNA SECURITIES LLC333 S. WABASH AVE., SUITE 2600, CHICAGO, IL 60604MAILING ADDRESS: 36 S. WABASH, SUITE 310, CHICAGO, IL 60603ADMITTEDALLIO CAPITALALLIO CAPITALNAME CHANGED TO: ALLIO MARKETS, LLCALLIO CAPITALALLIO MARKETS, LLCNEW NAME OF:
For the period of 4/1/2024 through 4/30/2024#7M SECURITIES, L7M SECURITIES, LLCCHARLOTTE, NC, USARESIGNEDAABEL NOSER, LLC.ABEL NOSER, LLC.NAME CHANGED TO: ANOS CAPITAL, LLCABEL NOSER, LLC.ANOS CAPITAL, LLCNEW NAME OF: ABEL NOSER, LLC.AFL-CIO ITC FINAAFL-CIO ITC FINANCIAL, LLCWASHINGTON, DC, UNITED STATESRESIGNEDALTI STRATEGIC AALTI STRATEGIC ADVISORY (US) BD, LLCNEW YORK, NY, UNITED
CRD is typically available:Monday through Friday from 5 a.m. to 11 p.m. ETSaturday from 8 a.m. to 6 p.m. ETSunday from 10 a.m. to 6 p.m. ETScheduled exceptions to the system availability are provided below.Looking for information about unscheduled system outages and disruptions? Please visit the Systems Status page. June 2024DateStatusCommentNo outages scheduled July 2024DateStatusCommentNo
There will be a traffic interruption in fileX service in PROD environment for the duration below. Users can re-establish connection and resume file transfers after the maintenance window.PROD: Saturday June 22, 2024 from 10:00 am a.m to 1:00 p.mContact FINRA Support Center at (800) 321-6273, or by email, if you have any questions.
Buying and selling securities is actually very easy, thanks in large part to technology. It almost seems like you’re doing the buying and selling yourself, but a brokerage firm is. Any time you buy or sell securities you typically must first open a brokerage account.
In observation of Independence Day, the FINRA Alternative Display Facility (ADF) will be closed on Thursday, July 4, 2024. Please be advised that the ADF will close early on Wednesday, July 3, 2024. See the table below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.Market SessionNormal
In observation of Independence Day, the FINRA/Exchange Trade Reporting Facilities (TRFs) will be closed on Thursday, July 4, 2024. Please be advised that the TRFs will close early on Wednesday, July 3, 2024. See the tables below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.NYSE TRF:Market