You not regulators should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged. You shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. Explain that you are capable of understanding
To whom it may concern,
I just received notice via an email that someone feels it may be necessary to hold my hand or to test my investing knowledge before I will be allowed to make certain investments with my own funds. I would like to make it clear that I am totally opposed to such a new regulation and do not appreciate even the thought of this possibility. I am free to gain or lose my
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Testimony Before Employee Benefits Security Administration Advisory Council on Employee Welfare and Pension Benefit Plans
Beginning May 15, 2023, the following FINRA TRACE rules changes will take effect:
1. Members must report transactions in TRACE-eligible Corporate debt securities which are part of a portfolio trade with an appropriate modifier. The Sale Condition 4 modifier, available via the TRAQS secure web browser and the TRACE FIX protocol (Tag 22004), will be available for this designation, as described in
I feel that I, not regulators, should have the right to choose the public investments that's best for my family. Publix investment s should be available to all the public, not just the privileged.
I should not have to pass a test in order to invest in public securities, including cryptoocurrency. I am capable of understanding the risk in these types of investments. And I can also
I oppose any action that limits the right of any America citizen to invest in Public investments. I am fully capable of making my investment decisions on my own and am fully capable of understanding the risks should I choose to make them. I do not need to pass a test to demonstrate my investment acumen. The results of my investments will be the testament of my knowledge. This is beyond the role
I have been investing a long time and have bought individual stocks, bonds, ETFs. I have shorted the Market through ETFs. I realize the risks involved. Currently we are in a period where the major market indices are falling. Now is the perfect time to protect part of your portfolio with an ETF that shorts the market. It is like insurance on your home. The goal is to protect your investment. I
More regulations are NOT necessary. Retail investors should be able to freely choose what to invest in. Demanding us to pass tests or going through other special processes is annoying. Restrictions on retail customer access to complex products are even worse - they are unreasonable and unfair. As a leveraged fund investor, I always read through the information and assess risks before making an
Dear Sirs:
I do not think adding additional requirements to the use of leveraged/inverse investments should be used. We have enough regulations now. If an individual wants to use these they already have to agree to various forms required by the brokerage they use.
I don't need to go through any more tests, classes or regulation in my investment decisions.
Let me decide on what I want
