Displaying 33991 - 34000 of 34823 Results
FINRA operates Monday through Friday during regular business hours, except as indicated below.2024 DateHolidayMonday, January 2, 2024New Year’s DayFriday, January 12, 2024Friday before Martin Luther King, Jr. Day (1 p.m. early close)Monday, January 15, 2024Martin Luther King, Jr. DayFriday, February 16, 2024Friday before President's Day (1 p.m. early close)Monday, February 19, 2024President’
FINRA’s Diversity Leadership Summit provides a forum for diversity practitioners and business leaders in the industry to share ideas and effective practices to promote inclusion in the workplace.FINRA’s 2023 Diversity Leadership Summit took place virtually October 31 – November 2. Each day, more than 1,200 participants followed along as expert diversity, equity and inclusion thought leaders and
FINRA’s Renewal Program supports the collection and disbursement of fees related to the renewal of broker-dealer (BD) and investment adviser (IA) registrations, exempt reporting and notice filings with participating self-regulatory organizations (SRO) and jurisdictions. During this program, FINRA announces renewal fees BD and IA firms owe via Preliminary Statements issued in November. FINRA publishes Final Statements in January to confirm or reconcile the actual renewal fees BD and IA firms owe after Jan. 1, 2024.
Various state statutes provide for speedy trials in civil actions involving seniors or seriously ill parties. FINRA recognized a need for expedited hearings in arbitrations involving such parties in its dispute resolution forum.
2024 Holiday ScheduleMonday, January 1, 2024New Year’s Day ObservationMonday, January 15, 2024Martin Luther King, Jr. DayMonday, February 19, 2024Presidents' DayFriday, March 29, 2024Good Friday (system closed)Monday, May 27, 2024Memorial DayWednesday, June 19, 2024JuneteenthWednesday, July 3, 2024Day before Independence Day (1 p.m. early close)Thursday, July 4, 2024Independence DayMonday,
The annual IRS contribution limits are increased periodically due to inflation, but they are not increased every year. The table on this page provides an overview of the maximum annual contribution limits for the current year.
12 p.m. ET:The FINRA Test Facility (NTF) is now available for testing. TRAQS users will be able to view all history data except for any transactions that were sent in this morning between 8:00 a.m. and 10:30 a.m. ET for TRACE CA and SP. All other products will display the full transaction history. Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice
The Neutral Corner – Volume 4—2023
(a) Recovery of cost of services. FINRA shall, in accordance with this section, collect member regulatory fees that are designed to recover the costs to FINRA of the supervision and regulation of members, including performing examinations, financial monitoring, and policy, rulemaking, interpretive, and enforcement activities. FINRA shall periodically review these revenues in conjunction with