In observation of Independence Day, the FINRA Alternative Display Facility (ADF) will be closed on Thursday, July 4, 2024. Please be advised that the ADF will close early on Wednesday, July 3, 2024. See the table below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.Market
In observation of Independence Day, the FINRA/Exchange Trade Reporting Facilities (TRFs) will be closed on Thursday, July 4, 2024. Please be advised that the TRFs will close early on Wednesday, July 3, 2024. See the tables below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.NYSE
In observation of Independence Day, the ORF System will be closed on Thursday, July 4, 2024. Please be advised that the ORF system will close early on Wednesday, July 3, 2024. See the table below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions. Market SessionNormal
Data Feed/FTP Access Transaction Information5 Real-TimeDelayed1FINRA Real-Time Data Feed$1,500Not AvailableRe-Transmission Vendor Feed$1,500No ChargeData Display Transaction Information Real-TimeDelayed (not available directly from FINRA)Professional User$60No ChargeEnterprise License2$7,500No ChargePersonal, Non-Commercial Use3No ChargeNo ChargeEnhanced Historic TRACE Data4
In observation of Independence Day, the TRACE system will be closed on Thursday, July 4, 2024. Please be advised that the TRACE system will close early on Wednesday, July 3, 2024. See the table below for a schedule of modified hours (these hours also apply to BTDS/ATDS/SPDS/144A). Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776
As part of its Transparency Services improvement initiative, beginning Monday, September 9, 2024, FINRA will re-platform the TRACE Corporate and Agency product to a new Linux-based operating system. FINRA encourages client testing participation in this effort to validate that all processes work within the TRACE reporting framework.As part of this migration FINRA will introduce a new protocol to
Beginning Monday, July 8, 2024, FINRA will utilize Multi Factor Authentication (MFA) for access to all production API reference data files. Currently, FINRA API users wishing to get access are required to download a digital certificate and present verified user id and password credentials. To access the API via MFA, users will need to be entitled to use the product, have an assigned
Following are FAQs about FINRA registration and qualification requirements. Click on the links below to view all sections of the FAQs.
June 28 marks the 55-year anniversary of the six-day riot that took place at the Stonewall Inn, a coveted watering hole for the gay community in the Greenwich Village neighborhood of New York City.
FINRA's educational materials highlight news, regulatory updates and other compliance topics. You can find advertising-related education using the following links.E-Learning CoursesFINRA e-learning courses offer an affordable solution for Firm Element, advertising regulation and other training needs. Firms trust FINRA's e-learning library for firm-wide training on rules and regulations
