List of extension reason codes with summary information and filing details.
The Technology Management topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
I ask FINRA to cancel pattern day trading for small investors with less than $25000 in account because I lost money because of this rule because I can't not close position in 3 trades in 5 days and it is not fair because trade accounts with more than $25000 can trade and close and open the same stock or options many times a day and this rule is from many years and market changes
In order to perform system maintenance, the FINRA Test Facility (NTF) will be unavailable for client testing for all products on Friday, January 31, 2025. Production systems are unaffected by this event. NTF will become available again for all products on February 3, 2025.