I am writing to respectfully request your attention to an issue I have encountered regarding the process for obtaining a waiver for individuals like myself who have held multiple FINRA licenses in the past but whose registrations have expired due to factors outside of their control.I have held several FINRA licenses dating back to 1998 (please refer to the attached report for details). In 2013, I
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the Codes of Arbitration Procedure to add new FINRA Rules 12808 and 13808 (Accelerated Processing) to accelerate the processing of arbitration proceedings for parties who qualify based on their age or health condition.
Tigran Khrimian is Chief Technology Engineering Officer responsible for driving technology strategy, enhancing product development, fostering innovation, and ensuring technological capabilities align with FINRA's business goals.Mr. Khrimian oversees a portfolio of 200+ products, exabyte scale data footprint in the Cloud and AI to analyze and extract insights from the data. He played a
Enroll here to complete required FINRA exams, whether you are new to the industry or are seeking to broaden your career.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
