Displaying 3361 - 3370 of 34831 Results
This proposal to limit the universe of my investments should not be done.
It would further limit what small investors can do, leaving more control in the hands of the major investors and brokerage houses.
It's important that barriers ARE NOT erected that allow people to diversify their portfolios and better manage risk.
I would like to express my SUPPORT for additional regulation of trading leveraged and inverse funds. I use leveraged ETFs quite heavily in my own financial planning, and I don't see any reason not to require investors to pass a simple test to use these products. They are a great tool for hedging, but they can be very riskyand I believe some measures should be taken to make sure that they
I should be able to choose the public investments that are right for me and my family. I don't believe the US government should hamper me in my decisions regarding investments. Leveraged and inverse funds are important tools in my investment strategies
Please stop limiting my ability to purchase ANY investment I would like. If a so called accredited investor or law maker can buy a investment then so should anyone be able. Fair is fair. Protecting the retail investor should not mean limiting the retail investor.
Retail investors deserve the right and freedom to invest and take risks as any other citizen in a capitalist economy. This is blatant over reach, usually reserved for tyrannical regimes. Reject.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rules 4111 and 9561 to make non-substantive and technical amendments.
FINRA -should not limit my choose to invest in leveraged and inverse funds. With inverse funds I can still manage to potentially make gains in an IRA account as I cant short in this type of account. If you limit this I can only go down. I have a collage degree and understand the risk associated with any type of trading or investment. I have gone to school for trading and am doing what I love to
I like using the leveraged index funds for option trading. I understand the risks involved.
I do NOT desire any changes by regulators that impeded my ability to invest, especially these listed below that require me to: Pass a regulator-imposed test of my specialized investment knowledge Demonstrate a high net worth Get special approval from my broker Attest to reading certain materials Go through cooling off periods during which you cant invest