Kristin Chaffin partners with senior leaders to develop FINRA’s strategic talent goals and plans for a range of people-related programs, including talent management, organizational design, leadership effectiveness, diversity and inclusion and culture.
Before assuming her current role, Ms. Chaffin was head of FINRA’s Employee Relations, Investigations and HR Generalist team. She joined FINRA in
Katie Kuehns partners with senior leaders to develop FINRA’s strategic talent goals and plans for a range of people-related programs, including talent management, organizational design, leadership effectiveness, diversity and inclusion and culture.
Ms. Kuehns joined FINRA in 2007 and has served in a range of roles responsible for various aspects of Human Resources including Business Partnering,
The FINRA Test Facility (NTF) for ORF has been restored and is now available for use.
Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.
FINRA ORF Trade Journals from October 26, 2023 via ADDS are currently unavailable. FINRA Members may view their trades from previous days by using the TRAQS web application. FINRA is working to resolve the issue and a notice will be posted once the trade journals are available.
FINRA ORF Trade Journals from October 26, 2023 via ADDS are now available.
FINRA's e-learning library and individual courses offer training on a range of compliance topics, including anti-money laundering, variable annuities and ethics.
