For Your Information
Financial Payments
On Monday, June 25, 2001, NASD Regulation implemented new addresses for all financial payments—including payments to CRD/IARD. The new P.O. Box will facilitate more timely automated processing of payments and is the primary address to which your firm sends all checks/payments via regular delivery. Please note that the P.O. Box for regular delivery
For Your Information
Annual Audit Filings
Annual audits submitted to NASD Regulation should be sent to the following address:
NASD Regulation, Inc. Member Regulation Programs/Systems Support Attn: Sherry Lawrence 9509 Key West Avenue, 3rd Floor Rockville, MD 20850
(Please note that the previous Rockville, MD addresses do not have mail facilities. Sending reports to those addresses will
For Your Information
Check/Wire Payments Reflected In CRD Accounts
The National Association of Securities Dealers, Inc. (NASD®) Finance Department has identified the following possible reasons a check or wire payment may not be reflected in a member firm's CRD® account:
If your payment was sent by a parent firm, on behalf of an affiliated firm, it may have been credited to the parent
