SUGGESTED ROUTING
Senior Management
Legal & Compliance
Operations
Options
Trading
Executive Summary
New uniform provisions regarding the automated reporting requirement for Positions Hedging Stock Options will become effective on December 31, 1997.
New uniform provisions regarding the automated reporting requirement for Stock Index and
I would oppose FINRA regulatory notice #22-08. Regulators should not be able to choose which public investments that me or my family can make.
I should not have to pass a test to invest in public securities.
Brokers should not be required to screen me before I can invest in public securities.
Leveraged and inverse funds allow me to better hedge my portfolio.
FINRA Regulatory Notice #22-08 should
Myself certainly not regulators should be able to choose the public investments that are right for me and my family. These investments should be available to all of the public, not just the privileged. I do not need to "pass a test" to know that these are valid investments and entail risk, like ALL securities. I ask that you not limit my availability to these choices in order
Leveraged funds are important to my investment strategies. It's been very essential part of my IRA account. Even this kind of investment only make a portion of my entire portfolio, I do like to keep this option available. I oppose to have to go through any special process like passing a test before make such an investment. Please, let us, investors, choose the investment product on the
I am AGAINST passage of FINRA’s Regulatory Notice 22-08 taking effect.
I use leveraged indexed ETF's actively trading them over short time horizons under steady participation in a long time horizon (25+ years) to smooth out inconsequential market fluctuations, even as much as 50%+, as part of my overall portfolio strategy. The financial services providers servicing these funds have been
I am writing to say how important leveraged funds are to my portfolio. Please allow me to continue to invest in these important funds, as they are part of my investment strategy. I have two masters degrees, one in economicsand I understand the risks/rewards that entail such investments. Additionally, one does not need not pass a test to understand these types of funds - just reading a few
It is important to maintain freedom in this country and to allow investors to continue investing into all leveraged and inverse funds, for example as offered by ProShares.
It is the investor - and not the regulator - should be able to decide where to invest. That is the foundation of the market economy.
Investor does not need any special measures imposed on them, such as passing tests. We are not
Myself and not regulators should be able to choose the public investments that are right for me . Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds
I oppose any restrictions to my right to invest.
I not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds.
I
I should be able to choose the public investments that are right for my family. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am more than capable of understanding leveraged and inverse funds and