The investment industry is over regulated as it is. I can make my own decision about when and how to invest. I don't need the government's help!
I have a BS in Finance and an MBA. I don't need to take any more tests just because you, the government thinks I do.
Inverse funds are important for my investment strategies. I use them as a hedge during times of potential
I want to see LESS regulation on investing, not more. I should have public investments available to me. I have great credit and don't want to be tested before using a leveraged account. I understand the risks and so does everybody else. Make an easy to read disclaimer to solve the issue. I'm very upset to hear that the government is trying to control my ability to make
I appreciate FINRA's concerns regarding investor protection. At the same time, I wholeheartedly disagree with FINRA's NtM 22-08 proposal to - "Require investors to pass a test to trade a complex product and potentially undergo re-testing from time to time to ensure the investors continued understanding." I've traded leveraged ETFs for many years and
I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldnt have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I understand the risks of leveraged and inverse funds just like the common
With respect, I should be able to choose the public investments that are right for me and my family.
Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds
I trade S&P500 / NASDAQ and I do not need any regulations on what I choose to invest in. These are public investments and should remain as such. I choose to invest in leveraged and inverse funds understanding the risks and benefits. While they don't complete my whole portfolio they play a vital role in my investments. I don't need measures imposed on me, tests,
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As of May 13, 1991, the following 28 issues joined Nasdaq/NMS, bringing the total number of issues to 2,540:
Symbol
Company
Entry Date
SOES Execution Level
PNRL
Penril DataComm Networks, Inc.
4/15/91
1000
BTRE
Brooktree Corporation
4/17/
Leveraged and inverse funds allow me to hedge my portfolio and generate enhanced returns using derivatives. You don't need to be a rocket scientist to understand the concept of these funds and everyone should have access to them. Retail investors are capable of doing their own research and coming to a conclusion on whether or not these fit their risk tolerance and strategy without having
its my duty as an investor to understand the risk and rewards. Why does someone with more net assets have to have more knowledge then me, sure your saying that becuase they have more assets they can diversify more but they can make the same mistakes as anyone else. I shouldnt have to pass a test to buy a stock, if I dont do enough accurate erase arch it should be on my just like any other stock
Writing this to let you know that I oppose the restrictions being considered to leveraged and inverse funds.
I like having these funds available to help with risk mitigation of my stock portfolio and to take measured exposure to offset growing inflation costs.
I am familiar with the inherent risks of using these funds and don't want to be forced to take a test to continue to use them
