I should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any process like passing a test before investing in public securities like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks.
I shouldn't have to go through any special process like passing a test before i can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed upon me. Leveraged and inverse funds are important to my investment strategies. They help me protect (hedge) my investments and to seek
I should be able to choose the public
investments that are right for me , NOT REGULATORS .
Public investments should be available to all of the public,
not just the privileged. The public fully understands what they are investing in and should not have to pass a test or prove a high net worth before you can invest in public securities, like leveraged and inverse funds. Taking away someones right
I should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged.
I shouldn't have to go through any special process
like passing a test before I can invest in public securities,
like leveraged and inverse funds. I am
capable of understanding leveraged and
I, not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before you can invest in public securities, cryptocurrency funds such as BITO.I am capable of understanding cryptocurrency funds such
TO: All NASD Members and Other Interested Persons
The NASD Board of Governors is concerned that some NASD members may not have sufficient time to comment on NASD proposals published in Notices to Members because the appropriate person in the firm does not receive the notices on a timely basis. The NASD normally provides a thirty-day period in which members and other interested persons can submit
Each individual not regulators should be able to choose the public investments that are right for them and their family. Public investments should be available to all of the public, not just the privileged. One shouldn't have to go through any special process like passing a test before being able to invest in public securities. We are all capable of understanding our investments and their
I shouldn't have to go through any special process
like passing a test before I can invest in public securities,
like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on you. You do not need to protect me from myself. Go do something useful and so not waste tax dollars chasing wild dreams
I shouldn't have to go through any special process
like passing a test before I can invest in public securities,
like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on you. You do not need to protect me from myself. Go do something useful and so not waste tax dollars chasing wild dreams
WASHINGTON—FINRA announced today that it has fined Interactive Brokers LLC $15 million for widespread failures in the firm’s anti-money laundering (AML) program, which persisted for more than five years. As part of the settlement, FINRA also required Interactive Brokers to certify that it will implement the recommendations of a third-party consultant to remedy the firm’s AML program failures.
