Financial Learning Experience™ (FLEX™) is a centralized continuing education (CE) platform that provides e-learning content that firms have the option to leverage for their Firm Element or other training needs.By delivering Firm Element training via the FLEX platform, your learners will be able to take their training directly from their FinPro account.Currently, the platform includes courses from
You think you’re arguing from a position of strength. You think asking for the public to comment you’re assuaging the masses. You think we think you’ll actually do something honorable and equitable in response to this open comment forum. We know better. It’s all coming out now. Again. We know you’ve rigged the game and corrupted the market. We know you only pay lip service when moralizing an open
SEC Approves Amendments to FINRA Rule 5110 to Permit Termination Fees and Rights of First Refusal
Accurate reporting with proof instead of an honor system. No more wholesale brokerages that run shares through dark pools to aide short positions. Each share sold once with serial number as proof. No naked shorting is permitted, but it is still happening, so why are the perpetrators allowed to still participate in the market? No mislabeling shorts as longs. Enforce covering of short positions by
SEC Approves Changes to Expand the Categories of Civil Judicial Disclosures Permanently Included in BrokerCheck and to Include in BrokerCheck Information About Member Firms and Their Associated Persons of Any Registered National Securities Exchange That Uses the CRD System for Registration Purposes
Dark pools should be illegal, not fair for the average investor. People are starting to lose faith in a rigged system that only helps the 1% . Synthetic shares should be illegal. Total shares of a company should be verified and synthetics should be removed , the system is rigged for the elites. Shorting should be reported on a daily basis. Crypto should be used as a replacement for a stock , so
I dont understand how we as the ou lic can figure these things out about naked shorting, rehypothecation, using OTM calls and Puts to hide FTDs and short positions. How can we find this out with limited information, but it seems large institutions are lost. I think it's fair to say that shorting should be reported because hedge funds and large institutions can't be trusted. I mean it
Please do not create a caste system of those able to invest and better themselves and those who are not.
Please do spend this energy on financial education and enforcement against fraudulent actors.
The short selling as a business action to "bet" against what is considered a failing business is understandable. It's when a company uses various tricks in the market to create more shorts than should actually exist, IE naked short selling. Various people that are not apart of the regulatory system have proven such naked shorts exist and yet the system set in place does nothing to
Shorting as a market practice is a ridiculous concept to begin with because in no other area of a capitalist market can You borrow something that is already owned and then sell it, only to buy it back at a lower price to intentionally profit off of the original lender. That aside, self reporting clearly isn't working, and the ability for borrowed stock to be mis-marked, intentionally or
