Ive been using these instruments for years and understand the risk. Please do not change regulations.
Risk is an important aspect of any investment strategy. I depend on these returns to fund my retirement.
I understand the risks, please don't lock me out based on net worth.
I understand capabilities and risks of leveraged and inverse funds.
I dont need measures imposed on me.
This is a free market stop abusing your power, let investors invest at their own risk
Comments: investors should understand their risks and then only use them. But the L&I should be there for everyone
We understand the risks involved, only invest what you can afford to lose.
I believe that investor education, transparency and risk disclosure should be the primary focus of FINRA and the industry.
Changes to Qualification Examination Fees
FINRA advises each member firm to review the Report and consider incorporating relevant elements into its compliance program in a manner tailored to its activities. The Report is intended to be just one of the tools a member firm can use to help inform the development and operation of its compliance program; the Report does not represent a complete inventory of regulatory obligations, compliance considerations, findings, effective practices or topics that FINRA will examine.