Answer – A respondent's written reply to a claim.
Arbitration Case Administrator – The person at FINRA who handles administrative matters in arbitration proceedings.
Arbitrator – A person chosen to decide arbitration disputes between parties.
Associated Person – An associated person is any person engaged in the investment banking or securities business who is directly or indirectly
Any restrictions on the right of the general public to invest or trade leveraged or inverse funds should be as limited as possible. Otherwise, the market becomes more off limits and only for the elite in the the general public's eyes. Educational requirements, made as simple as possible, perhaps would be helpful, but any other restrictions, especially those that limit the general public from
I am a very "average" investor - net worth under $500k, I make $70k a year. Leveraged and inverse funds are important, but small, components in my overall investment strategy that I use to enhance and protect returns. Please do not add to the regulatory quagmire by placing restrictions on my ability to invest as I see fit.
Leveraged ETFs are important for option trading
I oppose limitations on my investments in leveraged and inverse funds. I want to be able to invest freely.
Please do NOT take away my rights to use leveraged funds. these are important tools in my financial plan. DO NOT regulate my personal choice. Thank you Kurt Pommerening
Regulators should not have the right to limit my choice of investments - Public investments should be available to all investors and not just the privileged elite - I should not have to go through a special process to invest in leveraged funds - Leveraged and inverse funds are a necessary part of my investment strategy m to hedge against market pullbacks - Any limiting regulations tells me
Please do not limit or create hurdles for United States Citizens to invest how they'd like in legal and potentially lucrative investments.
Schwab has a detailed descriptions of these funds that you have to read and agree to, and I fully understand the risks. For this reason, they should not be restricted.
I have been investing in inverse funds for years. I am well versed in their advantages and risks. I take full responsibility for my investment choices and believe I should have the choice to invest in what I want. After researching inverse funds years ago I have been integrating them in my overall investment objective. Why should I not have the same advantages as managed accounts get when I am
