This is poorly conceived. I should be the sole determiner of what I invest my funds in. There is NO LEGITIMATE REASON to regulate my ability to invest in whatever legal assets I choose. I do not need to pass a test, get 3rd party approval or regulatory approval to decide what to invest my own funds in.
Hands off my investment decisions!!!
(a) When Held
The hearing shall be held not later than 15 days after service of the notice and filing initiating the proceeding, unless otherwise extended by the Chief Hearing Officer or Deputy Chief Hearing Officer for good cause shown. If a Hearing Officer or Hearing Panelist is recused or disqualified, the hearing shall be held not later than five days after a replacement Hearing Officer or
I like to invest in leveraged funds. They add a great advantage to my investment objectives. I dont want regulators restricting my access to them as I understand the financial markets and I dont want to take tests to gain access to them. I have been using leveraged funds for ten years now and they have been an important part of my portfolio.
We should have the right to invest in whatever asset we choose without these type of restrictions by FINRA. Also why do I need to take a test to be able to invest? I understand the risks and have done my due diligence. Leverage and inverse funds should be treated like any other asset or fund. These potential restrictions are not logical.
This is not a case in which investors need to be protected by the government or regulators. Leveraged funds are important in these times of low interest rates to generate income for those who wish it. This is actually the safer alternative in many cases. Requiring a "test" in order to purchase certain securities is unnecessary, difficult to implement, and costly to monitor. A
I, not regulators, should be able to choose the public investments that are right for me. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I understand leveraged and inverse funds and their risks.
I can pick my own investments, my money not regulators. I am capable of understanding the risk of my investments and do not need to take a course or pass a test to buy leveraged or inverse funds or ETF's. Leverage and inverse funds are important tools to help hedge the risk and create large profit opportunities in both up and down markets.
I want to make my choose of public investments and those investments should be available to all and not just the privileged. There shouldn't be any test before investing in public securities which include leveraged and inverse funds. I am full capable of understand all the risks when I invest in leverage and inverse funds and I do not need measure to be imposed on me.
I not regulators should be able to choose the public
investments that are right for me. Public investments should be available to all of the public.
I shouldn't have to go through any special process
like passing a test before you can invest in public securities, like leveraged and inverse funds. I am
capable of understanding leveraged and inverse funds
and their risks
I shouldn't have to go through any special process
like passing a test before I can invest in public securities,
like leveraged and inverse funds. I have been an investor for 40 years and am fully capable of understanding leveraged and inverse funds and their risks.
I don't need restrictions placed on my ability to invest freely.