Displaying 2841 - 2850 of 9026 Results
This rule should not be allowed to pass. It further infringes upon retail investors rights and access to free and fair markets. By limiting access to markets by tests that traders must pass or limiting to high wealth individuals is discrimination against all investors in a free market. This discrimination against the people who have 401k, ira, investments only will surve to hurt the people not
I feel that I have the right as a human being to invest anyway I like and in my family's best interest without the consent of a regulator I also feel that I have the right not to go to the school to take tests or any of that other nonsense I can understand the information just fine the way it's written now to be able to handle myself in any investment situation thank you very much
I understand the risks of investing in leveraged and inverse funds so I only invest a limited part of my overall portfolio in those funds. I do not like to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I do not like any restrictions on my right to invest in those funds.
I not regulators ,should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities. I am capable of understanding my investments and their risks. I do not need these measures
Each investor should be able to choose the public investments that are right for them. Public investments should be available to all of the public, not just the privileged ones. No one needs to pass the tests or demonstrate special knowledge to buy/sell these leveraged securities. these are useful tools in protecting the portfolio from market volatility and we should be free to use them however
The federal government has a fiduciary responsibility to its citizens. If requiring me to pass a test or sign a waiver to helps protect uneducated investors, I support FINRAs attempts to better regulate the market. ProShares sent me a share holder notice claiming that FINRA was going to take away the rights of investors, when in fact FINRA is doing their duty to protect U.S. citizens.
TO: All NASD Members and Other Interested Persons
BACKGROUND
The securities industry, in late 1983, asked the North American Securities Administrators Association (NASAA) to review the registration delays resulting from agent transfers between broker-dealers. After extensive deliberations by the NASAA/CRD Committee and its NASD advisors, a Temporary Agent Transfer program was developed by the
I should be able to choose the public investments that are right for me. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before you can invest in public securities like leveraged and inverse funds. Explain that you are capable of understanding leveraged and inverse funds and their
Respected Regulators, Leveraged and inverse ETFs help me hedge my portfolio and I would really appreciate if you don't impose any rules such as passing a test before investing in such ETFs. Investors understand the risks these risks since the information is widely available. I would really appreciate if you let investors choose what works best for them. Thank you!
I oppose restrictions to my right to invest on those Leveraged and inverse ProShare ETFs that are currently offered to public. I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. As long as the description of those funds are available for me to view and understand the risk no additional measures