We shouldn't have to go through any special process like passing a test before we can invest in public securities,including cryptocurrency funds such as BITO.We are capable of understanding cryptocurrency funds such as BITO and their risks. We do not need these measures imposed on us.
Gene DeMaio is the Head of Regulatory Services Management in FINRA's Market Regulation and Transparency Services (MRTS) Department and is responsible for managing FINRA’s relationships with securities exchanges and other entities for which FINRA performs regulatory services. Prior to this role, Mr. DeMaio led the Options Regulation and Trading & Execution Examinations Programs in
FINRA Adopts New Electronic Form 211 for Purposes of Compliance with FINRA Rule 6432
I oppose restrictions to my right to invest in TQQQ, SQQQ and other leveraged products. I have been investing in these products for years and they are no more risky that any other stocks in the market. Anybody trading in the market has to understand that there is risk involved and chooses to take that risk...regulators should not try to babysit investors by trying to tell them which stock or fund
Quit messing with are investments! Who made you God? Everyone should be able to without 'your tests!' America would be a better place without Elitists like you! You think you own everything and everyone, don't you! Quit looking down on people!
why the regulators always think they are smarter than we the people? Are they truly try to do good for us or just want more and more power upon us? Leave us lone! The regulators aka the Government is the one need to be watched and tested and further to be regulated more
1. What is the preferred order for completing the program?It is recommended to complete Week I before taking Week II because the second week’s curriculum builds on the first week, but there is no requirement to take the program in this order.2. Does the program need to be completed within a specified timeframe?Coursework must be completed within two consecutive calendar years, but you can
I should have the right to determine my own financial future and invest in any lawful endeavor without government restrictions. The investment opportunities should be available to every person without any conditions. There should be no process or test administered by regulators to determine an individual's investing competence.
I oppose restrictions to my right to invest in leveraged and inverse funds. Investments should be fair to everyone not only the one who can pass test. Public investments should be available to all. If this got limited, public will be in disadvantage on getting to financial freedom with limited options.
Dear regulators, The use of public leveraged and inverse funds should be my and other investors' decision and not be restricted. They are very useful as part of an investment strategy. Investors are more than capable of understanding their risks and a special process like passing a test is unduly burdensome and unnecessary.
