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I have routinely used leveraged and inverse ETF's for years both to enhance returns as well as to hedge my portfolio. To restrict their use to a select few is a huge unnecessary government over-reach. The use of leverage and inverse ETFs do not require any "education" or "test". You should look at retail use of options and futures before you look at ETFs.
I am of the strong opinion that individual investors should be able to make their own decisions on the vehicle they choose to invest in. It should not be governed by ones net worth, passing of a test or any other qualifications..if so you are limiting the ability to invest in these instruments to the top few you are once again taking away the ability of the small investor to invest/risk their
WASHINGTON—FINRA today released its 2020 Risk Monitoring and Examination Priorities Letter, highlighting new priorities as well as identifying areas of ongoing concern that FINRA will continue to focus on in the coming year.
New for this year is a focus on Regulation Best Interest (Reg BI) and Form CRS (Client Relationship Summary). In the first part of the year, FINRA will review firms’
It is unacceptable to require an individual to have high net worth in order to invest. That needs to be removed from the bill. I find it appropriate to require education and a literacy test in order to access certain business funding/investment opportunities. However, additional safe guards should be added such as green trading, green business and ethical business practice exams. This is the only
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I shouldn't have to go through any special process like passing a test before I can invest in public securities,
including cryptocurrency funds such as BITO.
I ma capable of understanding cryptocurrency funds such
as BITO and their risks. Let me decide on my investments and what is right for me and my family. Public investments should be available to all of the public,
It is very important that I am able to choose investments that are right for myself and my family. Regulators should not be able to choose what is available to me and reserve select public investments for only the privileged or chosen. There should be NO special process like passing a test before anyone can invest in public securities like leveraged and inverse funds. I don't need these
Investors should be able to choose the public investments that are right for their situations, without regulation and red tape.
Public investments should be available to all of the public, not just the privileged.
We the people shouldn't have to go through any special process like passing a test before we invest in public securities, such as leveraged and inverse funds. I am opposed
I ask you to not pass FINEA Reg #22-08 as I should be able to invest in a variety of securities without going through special tests. These inverse and leverage funds have always helped me to accelerate gains in my retirement account and without ability to do so threatens my ability to be ready for retirement. This is the main reason I use these types of funds, and I will be handicapped otherwise
We, the general public, should be able to choose our own investment opportunities that are right for us and our families. Public investments should be made available to all of us, not just the privileged. Also we shouldn't have to go through any special processes or tests to prove we're capable of investing and the risks these investments hold. Thank you for your time and