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The majority of FINRA’s market manipulation surveillance patterns now use deep learning to detect misconduct in what is perhaps in what is perhaps the largest application of artificial intelligence in the RegTech space. On this episode, we hear how this is making FINRA’s market surveillance data more digestible and increasing the efficiency and flexibility of the program.
The Small Firm Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.