Displaying 26831 - 26840 of 34836 Results
Compass Capital Corporation appreciates the opportunity to comment on Regulatory Notice 22-08 published by the Financial Industry Regulatory Authority (FINRA). We support FINRAs investor protection mission and commend FINRA for reminding members of their current regulatory obligations. However, we are deeply concerned that FINRA is considering a series of radical and unprecedented regulations
Compass Capital Corporation appreciates the opportunity to comment on Regulatory Notice 22-08 published by the Financial Industry Regulatory Authority (FINRA). We support FINRAs investor protection mission and commend FINRA for reminding members of their current regulatory obligations. However, we are deeply concerned that FINRA is considering a series of radical and unprecedented regulations
I do not think they are looking out for me. I would say it is for their own benefit.
Hello FINRA, I am an individual investor and I qualified to make my own investment decisions that are right for me and my family. I am capable of understanding leveraged and inverse funds.
FINRA Rule 4111(b) requires the Department of Member Supervision (Department) to calculate annually a member firm’s "Preliminary Identification Metrics" to determine whether the firm meets the "Preliminary Criteria for Identification."1 A key driver of that is whether a member firm’s Preliminary Identification Metrics meet quantitative, risk-based "Preliminary
In observance of Juneteenth, FINRA’s Market Transparency Reporting Systems will be closed on Monday, June 20, 2022. Affected applications include:
Alternative Display Facility (ADF)
Over-the-Counter Reporting Facility (ORF)
Trade Reporting and Compliance Engine (TRACE)
FINRA/Exchange Trade Reporting Facilities (TRFs)
As stated in the data feed interface specifications, FINRA may send out
You greedy [REDACTED]. Yes, you - the Wall Street Mafia. The Wall Street Mafia is in cahoots with the Feds. Organized crime at it's finest. We all know the Market is rigged in your favor. There is no such thing as a free market anymore. Thieves - trying to take money out of investors pockets to line your own. Shame on you.
My money My right to Invest where I want to!!
Leveraged ETFs can be a wonderful tool for building wealth if they are used well. Let the people make the decisions, there is no reward without risk.
I am a individual investor should be able to choose the public investments that are right forme and my family.I fully understand leveraged and inverse funds and their risks.These funds can help me to hedge(protect) or seek enhanced returns if I use them as a limited part of my overall portfolio.please continue to allow me to trade theses funds as now.All investments CARRY risks.Carefully trade