It's a great opportunity for individual investors to inevet their capital in leverage ETF to againt inflation. The regulator should not take this civil right away. It should treat same way for future/commodity market and ETF market. Everyone should be able to acess these two markets in same way.
Vix or UVXY or SQQQ is THE BEST WAY TO CONSERVE MY CAPITAL during a down market like the present market. We not regulators should be able to choose the public investments that are right for myself and my family. Public investments should be available to all of the public, not just the privileged.
TRACE data is available from a number of market data vendors, both via display applications and data feeds (and/or FTP files). Below is a partial listing of market data vendors that make TRACE data available as part of their service(s). Additional vendors may exist but have elected not to be listed. Please note the information presented has been provided to the Financial Industry Regulatory
Last Voting Date: May 31, 1994
SUGGESTED ROUTING
Senior ManagementLegal & Compliance
Executive Summary
The NASD invites members to vote on proposed amendments to Article III of the NASD By-Laws and to Part I of Schedule C to the By-Laws to require that initial application for NASD membership be reviewed by a Subcommittee designated by the District Committee, with right of appeal
Don't do this! Why do you want to restrict free market capitalism? Do you just want to control everything we do? Get a life! The kind of activity you're trying to restrict is the life blood of our economy. The government doesn't have to control everything!
I am an independent, qualified investor with an MBA in Finance from The Wharton School. As an American, I should have the freedom and right to invest MY capital in anything wish. If the government restores my losses (you already tax my gains) then you can tell what I can/can't invest in.
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Senior Management
Executive Representatives
Legal & Compliance
Operations
Registration
Executive Summary
Through this Notice, the National Association of Securities Dealers, Inc. (NASD®) is informing NASD members of the 1999 District Committee members and the District Nominating Committee members.
Questions concerning this Notice may be directed
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Senior Management
Internal Audit
Operations
Trading
*These are suggested departments only. Others may be appropriate for your firm.
On June 30, 1988, the maximum SOES order size for all NASDAQ National Market System (NASDAQ/NMS) securities was established as follows
As an investor, I think I have the right to choose what assets I can invest..I understood the risk when buying the leverage funds.
Why do I have to go through any special process like passing an exam..?? it sounds ridiculous to me man..so do I have to pass one exam to buy any product..? like I need to pass an exam to buy a share of APPL??
This product is important to my strategy.. I can bear the
I want to have freedom to choose my investments, there is disclosure of risk already before any "risky" asset can be purchased.
I do NOT support further requirements to trade these securities, I should be the one making decisions about risk I am willing to take.
Leveraged and inverse funds play significant role in my trading strategy and investment strategy and can not be