The federal government has a fiduciary responsibility to its citizens. If requiring me to pass a test or sign a waiver to helps protect uneducated investors, I support FINRAs attempts to better regulate the market. ProShares sent me a share holder notice claiming that FINRA was going to take away the rights of investors, when in fact FINRA is doing their duty to protect U.S. citizens.
Each investor should be able to choose the public investments that are right for them. Public investments should be available to all of the public, not just the privileged ones. No one needs to pass the tests or demonstrate special knowledge to buy/sell these leveraged securities. these are useful tools in protecting the portfolio from market volatility and we should be free to use them however
Short positions should have to report ALL accurate and up to date data. The amount of shares they have shorted. There should also be a T+0 system implace. It is not fair to the average investor (retail) that these major companies Like Citadel, can know in advance what is going on, compared to retail investors having a T+2 system. Equality in the stock market is what we should have. The naked
I would like for institutions to report naked shares and synthetic shares on a regular basis. The realistic option would be design a system that would not allow naked shorting. A system that would not even make it possible for them to naked short or sell synthetic shares. It puts retail traders at a disadvantage. On a side note, hedge funds are no longer needed. It's an outdated and
GUIDANCE
Corporate Debt Securities
SUGGESTED ROUTING
KEY TOPICS
Corporate Finance
Legal and Compliance
Operations
Senior Management
Technology
Trading and Market Making
Training
Debt Securities
Dissemination of Transaction
Information
Operations
Rule 6200 Series
I used to be in the investment business and earned a Series 7 with a test score of 93. Even without that, as long as an investment is thoroughly explained, the right to purchase it should not be restricted. I've made plenty of investing mistakes, but it's all about freedom; and too many people in positions of authority want to control every aspect of our lives. They and the education
I oppose restrictions to my right to invest on those Leveraged and inverse ProShare ETFs that are currently offered to public. I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. As long as the description of those funds are available for me to view and understand the risk no additional measures
I myself - not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I should not have to go through any special process like passing a test before I can invest in public securities like leveraged and inverse funds. I am quite capable of understanding these funds and
Please do not burden leveraged and inverse ETFs with more regulation. You will be taking my rights away to freely invest in these vehicles. I should be able to make my own choices and not be restricted by government excessive oversight. I shouldn't be required to pass a test to invest. Inverse funds are important to me to mitigate risk when investing and protecting against the downside. I
Forcing investors to go through any special process like passing a test before they can invest in public securities, like leveraged and inverse funds should not be imposed on investors and should be the sole responsibility of the individual investor. Limiting public investments to only the privileged will only make it more difficult for the average investors to build wealth or protect the wealth