Please do NOT limit my ability to invest how I see fit. If there is no test at the polls to check your net worth, knowledge of candidates, or issues, why would you limit investment opportunities? These are public investments and shouldn't be limited to any group.
The investor, not regulators should be able to choose which public investments that are right for myself and family. There shouldn't need to be some special test before being able to make certain investments. Cryptocurrency is the future and any regulations against it as an investment is wrong and un-American.
I use these inverse funds to hedge my earnings against rising inflation and economic instability. In my opinion, it is overreaching and punitive to not be able to invest the way I choose to. No test of financial literacy nor any other restrictions should be put in place to invest in these products.
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, September 16, 1986, 27 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,569. These 27 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
Regulators should not be able to choose the public
investments that are right for me.
I shouldn't have to go through any special process
like passing a test before I can invest in public securities.
Leveraged and inverse funds are important to my
investment strategies.
I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on you.
I should be able to choose the public investments that are right for my family and I. I shouldn't have to go through any special testing to invest in public securities, including leveraged/inverse funds. I'm more than capable of understanding leveraged and inverse funds and their risks.
JOINT REQUEST FOR COMMENT
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Operations
Registered Representatives
Senior Management
Training
Correspondence—General
Electronic Communications
Rule 2210 (Communications with the Public)
Rule 2211 (Institutional Sales Material and Correspondence)
Rule 3010 (Supervision) Supervision
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on Me.
I am able to read prospectuses and make my own decision on investing. I have been investing and understand the risks in it. I should not be limited in what I can invest in. I should not have to take a test or a course to determine if I should or should not invest in an investment. Thank you.
