Summary
FINRA has amended, with immediate effectiveness, the provisions of FINRA Rule 2251 regarding rates of reimbursement for expenses incurred in processing and forwarding proxy and other issuer-related materials.1 As specified in more detail below, the amendments apply the notice and access fees set forth under the rule to the distribution of investment company shareholder reports
I strongly oppose my right to invest. I oppose having to pass a regulator-imposed test of your specialized investment knowledge. I oppose having to demonstrate a high net worth in order to invest. I oppose getting special approval from a broker.
I am a small investors who does all research about investments I want to make. Crypto type investments are of interest to me and I want to decide whether to make these types of investments. I do NOT believe there is a need for restrictions - I can do my own research.
It is invaluable that you continue to allow access to asset trading of crypto currency futures etfs and frankly any asset available to professional traders. By restricting trading of these assets to high net worth individuals you continue to promote a society where the wealthy have more opportunities for wealth growth than the average person. You may deem that it's better for average
Get Government [REDACTED] out of our lives. You have no need to regulate investments as I have tried a case under finra and it is worthless and does not protect the small investor only its members.
