I fully understand the risks involved in leveraged securities. They are an important part of my long term strategy. I don't think I should have to pass a test to continue investing in these securities, i have made money doing it.
I should be able to choose the investments that are right for me and shouldn't have to go through any special process like passing a test before being able to invest in leveraged funds. The choice and risk is mine!
I should be able to choose any investment that are offered to the public without taking any test or special process. I am an educated person and handle my own finances and with that I do my own risk management.
I understand the risks involved in investing leveraged and inverse funds and shouldnt have to go through special test to be eligible. These funds help me with my investment strategies. I oppose this restriction and would appreciate that this be not enacted.
Individuals should have a right to choose the public investments for themselves. To be able to have this right we shouldn't go through anything like a test, approval or cooling time. This right shouldn't be limited to the privileged.
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A test is not necessary, the prospectus covers the risks.
Self-directed individual investors that understand the risks should have the opportunity to built diversified strategies, to not only speculate, but also generate income & hedge when appropriate.
I strongly believe I should be able to choose the public investments that are right for me.
Public investments should be available to all of the public, not just the privileged. Additionally, I should not have to take a test to enjoy the opportunity to invest.
Hello, I run a quarterly rebalancing plan for my retirement that relies in part on leveraged ETFs. I have been using this system for several years now, but following its evolution for over a decade. The system is run by investor/author Jason Kelly and it's called the 3% Signal: https://jasonkelly.com/books/3sig/
Removing my access to leveraged ETFs because I don't have a $1
WASHINGTON—FINRA announced today that it has fined Credit Suisse Securities $9 million for failing to comply with securities laws and rules designed to protect investors, including the Securities and Exchange Commission’s Customer Protection Rule and FINRA rules requiring firms to disclose potential conflicts of interest when issuing research reports. As part of the settlement, FINRA also
