I oppose restrictions to my right to invest in TQQQ, SQQQ and other leveraged products. I have been investing in these products for years and they are no more risky that any other stocks in the market. Anybody trading in the market has to understand that there is risk involved and chooses to take that risk...regulators should not try to babysit investors by trying to tell them which stock or fund
Investors do not need permission from anyone to place a trade. If the instrument complies with the same laws as other investment instruments, then there is no reason at all to implement a test for the purpose of segregating who may or may not avail themselves of the use of the instrument.
I want to choose my investments and I shouldn't have to qualify by answering questions on a test. You overstep your authority and do not have the right to question my choices. You need to rethink imposing this regulation. I don't need an overseer!
INFORMATIONAL
Continuing Education
SUGGESTED ROUTING
KEY TOPICS
Continuing Education Testing/Qualifications
Legal & Compliance
Senior Management
Continuing Education
Firm Element
The Suggested Routing function is meant to aid the reader of this document. Each NASD member firm should consider the appropriate distribution in the context of its own organizational structure.
Please note that investors should have the right to choose investments that are right for us...there shouldn't be a special test, how unamerican. Inverse funds are critical to me hedging my risk, PLEASE DO NOT RESTRICT MY RIGHT TO INVEST
Inverse funds have proven to be very a beneficial hedge to many portfolio strategies. More than ever, right now, they are doing just what they were designed for. I don't need a test to understand how they work. Thank you.
When Regulation NMS was adopted, the SEC and market observers did not recognize ex-clearing as a significant loophole. In the original crafting of Regulation SHO (implemented in 2005), the industry told the SEC that ex-cleared trades were "rare". As such ex-cleared trades were exempt from much of the short selling regulations. Dark pool trades (ATS and OTC) in 2021 now make up a
I oppose restrictions to my right to invest. I should be able to choose public investments that are right for me and my family. I should not have to go thru a special process like passing a test before I can invest in public securities.
I know the risks of leveraged and inverse funds. I use them to enhance my portfolio. I'm an educate person, and do not need someone telling me what I can or can't do with my investments. I don't need to take a test.
I oppose the restrictions. I have a right to invest in whatever fund available to public. I only invest less than 1% of my overall asset in the leveraged funds to enhance returns. I should not go through any process of test.
Thank you.
