Options are complex instruments that can play a number of different roles within an investment portfolio, but buying and selling options can be risky, and trading the products requires specific approval from an investor’s brokerage firm. Equity options are derivative contracts that give the purchaser the right, and the seller the obligation, to buy or sell, a security at a fixed price within a specific period of time.
Investing in commodities is a way to potentially add diversification to an investment portfolio. Commodities, commodity futures, and related mutual funds and exchange-traded products offer opportunities to investors seeking to gain exposure to this asset class.
We are a firm of 3 people, it will be impossible for us to be able to report ANY BONDS in a 1 minute time frame. I feel that at the minimum it should 10 mins, anything shorter than that and we would probably be reporting late on a consistent basis.
FINRA experienced an issue this morning with the processing of Monthly OTC Transparency Data, thereby causing a publication delay for the month of July 2022 Non-ATS monthly data and ATS and Non-ATS Block data on the OTC Transparency Data website.
The issue has now been resolved and all files and data have been published on the website.
If you have any questions, please contact ATS
FINRA experienced an issue this morning with the processing of Monthly OTC Transparency Data, thereby causing a publication delay for the month of July 2022 Non-ATS monthly data and ATS and Non-ATS Block data on the OTC Transparency Data website. FINRA is working on resolving the issue and will provide an update once the issue is resolved.
If you have any questions, please contact ATS
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Summary
The purpose of this Notice is to notify member firms of the upcoming nomination and election process to fill vacancies on FINRA’s Regional Committees. The Regional Committees play an important part of informing FINRA’s regulatory programs by, among other things, alerting FINRA to industry trends that could present regulatory concerns, and consulting with FINRA on proposed policies and
I am president of Liberty Capital Investment. We are a small BD with 5 reps. We often buy bonds from 3rd party vendors. We find our clients can get prices by using an outside vendor like Muni Center versus buying from out correspondent inventory. Filling these orders often takes 10 to fifteen minutes to report. In the interest of best client price I remain firmly in favor of keeping the 15 minute
