Please to not restrict the public's ability to invest in a broad array of securities. It is more important that information and risk be disclose than for an individual to be required to pass a "test" in order to invest.
I should be able to choose public investments that are right for me. I don't need a special test or meet some arbitrary net worth to have access to these trading options.
Investors should be free to choose and participate in in Public investments securities on inverse funds an or leverage instruments without special process or qualifying test. I do not indorse these measures.
August 22, 2003All firms that report data to OATS directly or via a third party and all third parties that report data to OATS on behalf of a member firm must register with OATS and obtain an Administrator User ID and password. Once this initial Administrator User ID and password is established, the reporting party may then request additional user accounts with which to submit data and/or view
I think that I should be able to invest my money the way I want. There should be no test to pass allow me to invest. It is a perfect hedge for future appreciation. Thank you.
It is my right to decide how to invest. I use leveraged and inverse funds to hedge and protect my investments. I should not be subjected to a regulator's test in order to invest this way.
Leveraged and inverse funds are a critical component of my investment strategy. I shouldn't have to go through any special testing or process before I can make such investments.
I should be able to control my investments fully not regulators; we shouldn't have to go through any tests; leveraged and inverse funds are critical to my portfolio
When Regulation NMS was adopted, the SEC and market observers did not recognize ex-clearing as a significant loophole. In the original crafting of Regulation SHO (implemented in 2005), the industry told the SEC that ex-cleared trades were "rare". As such ex-cleared trades were exempt from much of the short selling regulations. Dark pool trades (ATS and OTC) in 2021 now make up a
This video series helps firms currently in the Membership Application Program (MAP) process including those who are considering registering a new broker-dealer firm or filing a continuing membership application. The five short videos outline the various stages of the process and highlight key resources.Membership Application Program - MAP TriageThis video addresses the MAP intake process,
