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Today I'm giving my first speech as FINRA's Chairman and CEO—and I can't think of a better audience for the occasion, although all of us wish the economic circumstances of the occasion were quite different. The fact that you are here speaks volumes about your commitment to build the most effective control environment possible at your firms.
I as a individual investor should be able to invest in leveraged or inverse funds at my own risk without being tested or regulated. It is up to me to understand and use these types of public securities just like any other public or private investment available.
Eric Scharfe.
You shouldn't have to go through any special process like passing a test before you can invest in public securities.
Explain that you are capable of understanding your
investments and their risks. Tell regulators you do not need
these measures imposed on you.
I do not need regulators telling me how to invest my funds nor take a test to prove to them I know what I am doing.
This is America, I earned it, I control it and I invest it the way I see fit.
We are not in Russia. Do not regulate us to death.
A Democrat.
I am strongly opposed to regulation and tests to determine eligibility to make certain investments. I should continue to choose investments that are right for me and my family. Leveraged and inverse funds publish the risks involved and as an individual I understand them.
Please do not impose unnecessary regulations.
Dear Sir,
I shouldn't have to go through any special process like passing a test before you can invest in public securities,
including cryptocurrency funds. Please leave it up to individual investors to decide if they want to invest in cryptocurrency funds and assume their risks.
FINRA announced today that Derrick Roman, former partner of PricewaterhouseCoopers LLP (PwC), and Gus Sauter, current member of FINRA’s Investment Committee, have been appointed as public governors on its Board of Governors. In addition, Naureen Hassan, President of UBS Americas and CEO of UBS Holdings, has been appointed as an industry governor to the Floor Member Governor seat.
I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on me.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I'm fully capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on me.
Regulators should not be allowed to identify correct investments for myself and my family.
Testing that permits individuals to invest in public securities should be prohgibited.
I do not wish the govenrment or a regulatory body to pick 'winners' and 'losers' among publicly traded securities.
Edward Lerp Jr.