As long as it’s possible to sell a share short and mark it long, any additional reporting visibility and/or frequency will be diluted by fraudulent data. Delivery of shares at settlement should be a requirement. Failing to deliver a security sold and NEVER EVER having to deliver it is criminal and theft. Transparency is everything.
The deadline for transitioning from Basic Auth to OAuth 2.0 for fileX APIs has now been extended to Feb 28, 2022. The transition from Basic Auth to OAuth 2.0 method for authentication is necessary because Basic Auth is a less secure authentication mechanism, which could potentially expose long-lasting credentials. OAuth 2.0 replaces these long-lasting credentials with limited life span tokens,
FINRA will be performing scheduled maintenance to the OTCE.FINRA.org and OTCTransparency.FINRA.org websites on Thursday, September 2, 2021, from 11 p.m. to 12 a.m. ET. During this time, these websites will be unavailable to users.
Please contact FINRA Support with any questions regarding this notice.
WASHINGTON – FINRA announced today the election or appointment of five industry members to its 22-member Board of Governors.
Seven of the 10 industry seats on FINRA’s Board are decided via election, and large, mid-size and small firms decide the Governors who represent their respective firm categories in those seats. At the Annual Meeting of FINRA Firms on Sept. 1, firms elected the following
Summary
FINRA has established a new Supplemental Liquidity Schedule (SLS).1 The new SLS, which members subject to the requirement will need to file as a supplement to the FOCUS Report, is designed to improve FINRA’s ability to monitor for events that signal an adverse change in the liquidity risk of the members with the largest customer and counterparty exposures. FINRA is issuing this Notice to
Join the FINRA Investor Education Foundation, FINRA's Office of the Chief Economist, and NORC at the University of Chicago for a discussion with leaders in academia, industry, and regulators to explore original academic and industry research and the current body of policy governing diversity, equity, and inclusion in the capital markets. During this event, panelists examine methods and
SPAC "units" often consist of shares and warrants — or a fraction of a warrant. The terms of these warrants can vary greatly. Be sure you understand the terms of the specific warrants you are considering as well as the risks associated with the offering.